KYC Executive (Discount Broker)

Responsibilities:

Verify customer identity and ensure compliance with Know Your

Customer (KYC) regulations.

Review and process account opening applications, ensuring all required

documentation is provided.

Conduct thorough background checks and screenings on new and

existing clients.

Maintain accurate and up-to-date records of customer information.

Report suspicious activities and potential fraud to compliance and risk

management teams.

Assist customers with KYC-related queries and issues.

Stay informed on changes in KYC regulations and industry best practices.

Requirements:

Bachelors degree in Finance, Business Administration, or a related field.

Experience in KYC or compliance roles, preferably in the financial services

industry.

Strong knowledge of KYC regulations and requirements.

Skills:

Detail-Oriented: Ensuring accuracy and thoroughness in reviewing

customer documents.

Regulatory Compliance: Understanding and applying KYC regulations.

Communication: Effectively handling customer queries and reporting

suspicious activities.

Data Management: Maintaining accurate customer records.

Preferred:

Certification in Anti-Money Laundering (AML) or related compliance

certifications.

Experience with discount brokers or fintech companies.

Strong analytical and problem-solving skills.

Proficiency in KYC software and tools.